Archives: team-member

Jonathan joined Oxygen (getoxygen.com) in January 2019, and is currently the Chief Compliance Officer. He is responsible for the company’s Compliance Management System (CMS), which involves an integrated compliance framework for Oxygen’s consumer and commercial product set – entailing both checking and savings accounts, as well as lending products.

Prior to Oxygen, Jonathan spent eight years at Treliant Risk Advisors and is an experienced regulatory compliance professional who has consulted for regulatory agencies, international banks, non-bank financial services providers, established fintechs and burgeoning startups. He has advised clients on the implementation of compliance management systems and the design and execution of regulatory compliance training programs. His time at Treliant involved the drafting of institution-specific policies and procedures, conducting regulatory compliance audits and compliance risk assessments, and evaluations of corporate governance structures.

Enrique was born on the first of February of 1986 in Mexico City, where he has lived most of his life. At an early age, he showed interests in arts, music, and spirituality. He got a degree in Business Management at the Instituto Tecnológico y de Estudios Superiores de Monterrey (Monterrey Institute of Technology and Superior Studies). His career start was a curious hybrid between the arts & the business worlds. He had a music band with two albums released for the Latin American market, with the last one published by a major record label (Sony Music) while at the same time, finishing his career and getting his first job at a small multifunctional printing leasing company as a sales director. 

As a former college and professional athlete, Sean has competed on the highest levels which have given him unique experience in, and valuable insight on the discipline, drive, and ability to dream big and achieve your goals.

As a George Washington University MBA, Sean has honed his ability to understand and practice business in a way that maximizes his experience in wealth management, corporate planning, as well in philanthropy. Sean’s unique career has afforded him experience working in multiple arenas–sports, entertainment, corporate, education, philanthropy-thereby cultivating relationships, opportunity and innovation across the professional landscape.

About John As the Managing Director and Head of Investor Relations at Flat Rock Global, LLC, John Stahmer, JD, MS, brings over a decade of experience in consultative investment sales and executive leadership. Specializing in alternative investments like interval funds, CLO equity, structured products, private credit, and middle market credit, John focuses on the RIA channel, offering tailored product solutions. In his role, John has successfully raised funds, fostered relationships, and executed company strategies. Since joining Flat Rock Global in 2017, he has played a key role as an Investment Committee Member, driven institutional business growth, and secured investments from RIAs, single and multi-family offices, and consultants. Notably, John was honored as an Excellence in Finance Leader by the FINEXT Conference in 2019. John is dedicated to providing value to his clients and team, leveraging his expertise, credentials, and market insights to drive success. His commitment to delivering innovative solutions and his track record of building strong partnerships have been instrumental in achieving the company’s objectives. With a background in law and a master’s degree, John Stahmer combines his legal knowledge and financial acumen to navigate the complexities of the investment landscape. His strategic approach, coupled with his passion for excellence, sets him apart in the industry. Outside of his professional endeavors, John is an avid supporter of continuous learning and personal development. He believes in the power of collaboration and teamwork in driving growth and creating long-lasting impact. As a thought leader in the financial sector, John Stahmer exemplifies dedication, expertise, and a results-driven mindset. With a focus on delivering exceptional service and tailored investment solutions, he continues to make significant contributions to Flat Rock Global’s success and the wider financial community. Flat Rock Global, LLC Flat Rock Global, LLC is an investment management firm based in Jackson, Wyoming, with a dedicated focus on prioritizing investors’ needs. With a team of 2-10 employees, the company boasts a following of 951 individuals who trust in their expertise. Specializing in alternative credit management, Flat Rock Global strategically invests in less efficient areas of the credit markets. Their approach aims to achieve a dual objective of preserving capital while generating current income for their clients. Their funds are tailored exclusively for Registered Investment Advisors (RIAs), Family Offices, and Institutional Investors. Potential investors are urged to conduct a thorough assessment of the investment objectives, risks, charges, and expenses associated with Flat Rock Funds prior to making any investment decisions. To obtain detailed information about the funds, including a prospectus and other relevant details, interested parties are advised to visit the company’s official website at www.flatrockglobal.com. It is crucial for investors to review this information carefully before committing any capital. Flat Rock Funds are distributed by ALPS Distributors, Inc., ensuring efficient and reliable distribution channels for their investment products. With a strong emphasis on investor success and financial well-being, Flat Rock Global stands out as a trusted partner for those seeking strategic and alternative investment opportunities in the market.

Candice Hill is Senior Vice President, Director of Treasury Management for Texas at First United Bank. Candice is responsible for the overall strategic direction and management of the Treasury Management Services department.

Work History:

Candice has been in the financial services industry for over fourteen years with a focus on treasury management, client services, and relationship management. She began her career at JPMorgan Chase in 2005 in Chicago, IL where she conducted training of their online cash management banking platform to business customers.  With an interest in treasury management operations, she took a position where she managed the Global Client Service practice for Wholesale Receivables Operations (lockbox), where they serviced business customers that utilized core cash management products for receivables totaling 2 billion in revenue.  She played an integral role in developing talent and overseeing global partners that focused on quality metrics and process improvements.

After graduating with a bachelor’s degree in Corporate Finance from Brigham Young University- Hawaii, Matti Kilpelainen dedicated himself to assist high net worth family offices, government agencies, and private corporations increase their profitability by implementing market-specific financial strategies. Working as a capital advisor at Marcus and Millichap (MMI) and now as the Director of Finance at Cloacina LLC, Matti systematically focuses on implementing repeatable systems that ensure financial information is accurately understood and disseminated for strategic decision making.

Kirti Naik is the Chief Marketing Officer of Prometheum, the world’s first SEC and FINRA compliant Smart Securities Token provider and blockchain ecosystem for traders, investors and issuers. Her task is to build a global marketing organization that establishes trust and will drive adoption among a variety of audiences. She aims to bring the promise of blockchain to life while protecting every investor. Kirti sees the opportunity to evolve the crypto security domain into the “trustless” economy and provide access and transparency to all investors through marketing.

Kirti brings 20 years of experience in creative marketing and product innovation across a variety of industries, including entertainment, manufacturing, luxury apparel, consumer banking, and asset management. Prior to joining the firm, Kirti led global brand marketing at Russell Investments’ where she transformed the 80-year-old giant globally into a modern, digital and viable brand. She was solely responsible for leading and driving the development of the firm’s brand position “EMBRACE THE POSSIBLETM”, established a research and insights discipline and launched client-facing platforms across the retail and institutional markets. For several years prior, Kirti served as global head of brand & advertising at OppenheimerFunds (now Invesco), transforming the brand by increasing the overall value via brand equity and leading marketing innovation via VR, 360, biometrics technology and brought a unique approach to brand partnerships. In her prior four years at Citibank, she launched new innovative communication platforms and led the company’s online communications strategy.

David Logan co-founder, Chief Executive Officer, and Chief Compliance Officer along with Jeffrey Ciarcia co-founder and Chief Financial Officer and their amazing team from SumatoSoft have built an award-winning innovative FinTech platform:  Umergence.com a Startup Studio in the Cloud.

Max is a private equity investor, venture capitalist, and board member.  He currently is a Senior Partner at Neo Capital L.P., a New York-based investment firm, where he is responsible for business development and investment activities.  Neo Capital has developed state-of-the-art proprietary models to redefine venture capital investment standards and enhance investment decision quality.  By interconnecting capital and ideas, Neo invests in visionary founders and transformative companies solving the hard problems that matter.  

Sylvia Martinez is a seasoned professional with a wealth of experience in the financial and legal sectors. Currently serving as the Director at Fingenta Consultores, S.C., she brings over two decades of expertise to her role. Prior to her current position, Sylvia held key roles at Altor Finanzas e Infraestructura and Evercore, where she demonstrated leadership in finance, infrastructure, legal matters, and compliance. With a strong educational foundation from Universidad La Salle, A.C., where she obtained a degree in Financial, Stock, and Corporate Law, Sylvia has continuously expanded her knowledge and skills. Her commitment to professional growth is evident through certifications like Women for Boards from Tecnológico de Monterrey and a specialization in Contracts from Universidad Iberoamericana, Ciudad de México. Sylvia’s professional journey reflects her dedication to excellence and continuous learning. Throughout her career, she has successfully navigated complex financial landscapes and legal frameworks, showcasing her analytical prowess and strategic acumen. She is known for her ability to provide expert advice in financial matters, specializing in public finance, corporate finance, and financial analysis. Outside of her professional endeavors, Sylvia remains actively engaged in the community, seeking to empower and inspire others. Her recent posts on social media reflect her commitment to fostering talent in the legal and financial sectors, connecting individuals with exciting job opportunities. Sylvia’s proactive approach and dynamic leadership style make her a valuable asset in any professional setting.