About The Speaker
Mr. Rodriguez serves as a Global Strategies Director at Compliance & Mitigation Strategies, Inc., a premier compliance and risk management advisory firm based in Pembroke Pines, FL. He is a highly – trained compliance & risk management professional with a strong concentration in the banking/financial and non – financial services industries. He holds a B.A. degree in Public Safety Management – Criminal Justice from Miami – Dade College and maintains over 15 years of combined experience in various specialized areas inclusive of transaction monitoring reviews, AML/KYC Enhanced Due Diligence, quality assurance, client reviews associated with High Intensity Drug Trafficking & Financial Crimes (HIDTA/HIFCA), Bearer Share/PIC/IBC identification, forensic accounting and data mining, SAR filings, subpoena analysis, High Risk Reviews, AML counter-terrorism, fraud detection, et.al.
His extensive experience serving as CryptoCurrency Technical Implementations Officer, BSA/AML/OFAC Compliance High-Risk Officer, Deputy BSA/AML/OFAC Manager, Compliance Officer, Deputy BSA/AML/OFAC Officer & Senior BSA Specialist clearly gives him the competitive industry edge in multiple sectors.
He maintains a thorough understanding of state and federal regulations and has been instrumental in working closely with regulatory agencies which included FinCEN, FINRA, SEC, OFAC, OCC, FDIC, Federal Reserve and a host of governmental bodies while serving in various roles within the financial services sector maintaining a joint mission of protecting the U.S. financial system.