Prescott E. Adderley, Esq., MBA, ICA, CCI, CIFP, Fintech Expert and Certified Blockchain Investigator, to Bring Regulatory Insights to FiNext Conference
Prescott E. Adderley, a seasoned Attorney, Chief Executive Officer, and Director with a comprehensive skill set in Fintech, compliance, and regulatory affairs, is poised to contribute his wealth of experience at the upcoming FiNext Conference. With over 11 years of expertise in compliance across diverse industries, including financial services, gaming, and insurance, Mr. Adderley is recognized for his proficiency in Anti-Money Laundering Reporting, Tax Reporting, and managing compliance units to ensure both efficiency and risk minimization.
Prescott E. Adderley’s Profile at a Glance:
- Attorney and Fintech Leader: Prescott E. Adderley serves as a licensed New York State Bar Attorney with extensive experience in Fintech. His roles as Chief Executive Officer, Director, and Chief Compliance Officer (CCO) underscore his multifaceted expertise in legal, managerial, and compliance aspects of the industry.
- Certified Expertise: With certifications as a Certified Cryptocurrency Investigator (CCI) and a Certified Blockchain Expert (CIFP), Mr. Adderley brings specialized knowledge to the field of Fintech, ensuring a well-rounded approach to emerging technologies.
- Diverse Industry Experience: Prescott E. Adderley’s proficiency spans multiple industries, including financial services, gaming, and insurance. His adeptness at Compliance, Client Relationships Management, Anti-Money Laundering Reporting, and Tax Reporting has contributed to his strong reputation as a problem solver and client expectation manager.
- Compliance Leadership: Mr. Adderley has a distinguished track record as the Chief Risk & Compliance Officer and Money Laundering Reporting Officer for various CFD/Forex firms, Broker Dealers, and Securities Investment Advisory firms in the Bahamas. His responsibilities include overseeing compliance departments, implementing legislative and industry best practices, and bridging the gap between regulatory expectations and corporate goals.
Key Qualifications & Responsibilities:
- Regulatory Oversight: Regulated by the Securities Commission of the Bahamas and the Central Bank of the Bahamas, Mr. Adderley has demonstrated a commitment to upholding regulatory standards in the financial industry.
- Extensive Oversight Roles: As the Chief Risk & Compliance Officer and Money Laundering Reporting Officer for multiple financial institutions, Mr. Adderley has programmed, created, structured, and managed compliance and risk departments concurrently, securing multiple corporate clients for his exclusive compliance services.
- Global Compliance: Operating on an international scale, Mr. Adderley is responsible for regulatory audit processes, serves as the Responsible Officer for FATCA, CRS, CESRA, and business license filings, and maintains primary contact with all regulatory bodies.
- Legal Acumen: With licensure as a New York State Bar Attorney, Mr. Adderley possesses a legal background that enhances his capabilities as a compliance and regulatory expert.
- International Compliance Recognition: Acknowledged by the International Compliance Officer Association, Mr. Adderley’s qualifications align with global standards in compliance leadership.
Functions Summary:
- Annual Program Execution: Prescott E. Adderley oversees the execution of annual Compliance, AML, Risk, and Tax Reporting programs, ensuring adherence to regulatory requirements and best practices.
Prescott E. Adderley’s participation at the FiNext Conference is anticipated to offer attendees valuable insights into the evolving landscape of Fintech, compliance, and regulatory affairs. His diverse industry experience and comprehensive expertise position him as a key contributor to the conference’s discussions.
About Prescott E. Adderley:
Prescott E. Adderley, Esq., MBA, ICA, CCI, CIFP, is a distinguished Attorney, Chief Executive Officer, Director, and Fintech expert with over 11 years of experience in compliance. As a licensed New York State Bar Attorney, he has held leadership roles as Chief Risk & Compliance Officer for various financial institutions, contributing significantly to the global landscape of regulatory affairs.
About FiNext Conference
FiNext Conference is a global platform that brings together professionals, thought leaders, and innovators from the finance and technology sectors. The conference aims to foster collaboration, facilitate knowledge exchange, and explore the transformative potential of emerging trends in finance